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Legal Excellence
Posts – Sound Knowledge for Sound Decisions.
BaFin Practice for License Holiday in Germany
BaFin's supervisory practice for granting license exemption for providing cross-border banking and financial services in Germany.
Jan 265 min read
Legal Action Against the Decision of a German Stock Exchange Sanctions Committee
Gegen den Beschluss eines Sanktionsausschusses kann mit einer Frist von einem Monat Klage beim Verwaltungsgericht erhoben werden.
Sep 26, 20242 min read
German Market Access for Non-EU/EEA Trading Venues
Non-EU/EEA operators of trading venues (e.g., stock exchanges) need a special BaFin license to grant market access to German participants.
Jan 24, 20242 min read
How do Tick Sizes Affect Stock Exchange Trading?
"Tick size" refers to the possible interval between two price levels (limit levels) of orders on stock exchange system.
Nov 14, 20224 min read
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